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Canary Settles With N.J.
Daily News; Jan 18, 2006; ; 700+ Words ...the mutual fund companies that have paid out...timing and late-trading scandal, news that Canary Capital Partners...including its management company, Canary Investment...timing and late-trading allegations. Additionally...including Hartz Trading Inc. and Plaza ...
Bank of America Officials Call Canary Capital Relationship 'Controversial'.
Knight Ridder/Tribune Business News; Sep 5, 2003; 700+ Words ...deal to work with Canary Capital Partners...of the firm's trading practices, according...so-called late trading and market timing...engaged in illegal trading with large mutual fund companies. Charlotte-based...Capital Management Inc., gave special...associates," the company ...
Two Top Bank One Executives Ousted amid Canary Fallout
Daily News; Oct 15, 2003; ; 700+ Words ...connection with that company's role in helping...about the effects of Canary's timing activity...Beeson asked if Canary officials could reduce...market timing and late trading of shares of mutual...Janus Capital Group Inc., Denver, Colo...Bank One fired the company. Also on ...
UPDATE: New York State Attorney General's Case against Canary Capital
Daily News; Sep 3, 2003; ; 700+ Words ...General, alleges that Canary Capital Partners...large mutual fund companies. Following the announcement...allegedly illegal trading strategies. Mr...New York. After trading with private money...were devoted to trading and timing mutual...Co. Securities Inc. and JB Oxford...
Canary Ties Doom Security Trust Co.
Daily News; Nov 25, 2003; ; 700+ Words ...former client: Canary Capital Partners...Capital conduct late trading of shares of mutual...his sights on the company in September, when...Capital conducted late trading of mutual fund shares...number of mutual fund companies, including Bank...Janus Capital Group Inc., Denver, ...
PIMCO's Gross Says Canary Trades Never Hurt Shareholders
Daily News; Feb 23, 2004; ; 700+ Words ...relationship with Canary Capital Partners...trades and that company officials believe Canary's trading was infrequent...funds,' late trading/stale pricing...prevent excessive trading. It apparently...and WorldCom Inc., Clinton...
Canary Capital agrees to pay $40 million
Deseret News (Salt Lake City); Sep 4, 2003; ; 700+ Words ...billions of dollars. Canary Capital Partners...generated from unlawful trading and a $10 million...four mutual fund companies named in Spitzer...Oliver said the company "had no information...Mutual fund companies state in their prospectuses...prohibit "late trading" and ...
Canary Resources, Inc. Announces Company Symbol Change.
PrimeZone Media Network; Jan 31, 2005; 700+ Words ...via COMTEX) Canary Resources, Inc. ("Canary...methane (CBM) company, is pleased...2005 the trading symbol for...Resources, Inc. commented...could cause the Company's actual...SOURCE: Canary Resources Inc. By Staff...
Bear Stearns Prelets New Building at Canary Wharf.(Company overview)
Business Wire; Aug 7, 2006; 700+ Words NEW YORK -- Canary Wharf Group plc...Stearns & Co. Inc. (NYSE:BSC...banking, securities trading and brokerage firm...Stearns & Co. Inc. is a leading global...banking and securities trading and brokerage firm...The Bear Stearns Companies Inc. (NYSE:BSC...worldwide. The ...
Mutual Fund Informant Steps Forward; Former Canary Manager Helped Spark Probe.
Knight Ridder/Tribune Business News; Dec 10, 2003; 700+ Words ...Secaucus-based Canary Capital hedge fund was trading illegally, he said...Goldman Sachs Group Inc. and said, "I...investment in the company for 13 months after...concerns about the trading with Stern. She...several prominent companies. In mid-September...Invesco Funds Group ...
Shareholder Class Action Filed Against Bank of America, Banc of America Capital Management, LLC, BACAP Distributors, LLC, Its Nations Funds, Edward J. Stern, Canary Capital Partners, LLC, Canary Investment Management, LLC, and Canary Capital Partners, Ltd. by The Law Firm of Schiffrin...
PR Newswire; Oct 10, 2003; 700+ Words ...Fund Nations Fund Inc. Small Company Fund Nations Capital...Edward J. Stern, Canary Capital Partners, LLC, Canary Investment Management...illegal and improper trading practices, in concert...in and out" trading of mutual fund shares...
Milberg Weiss Sues Canary and Three Mutual Fund Families
Daily News; Sep 15, 2003; ; 685 Words ...Edward J. Stern, his Canary hedge fund group...in the mutual fund company defendants named...defendant and each names Canary Capital Partners...Capital Management Inc. as defendants...Janus Capital Group Inc., Janus Capital...excessive, arbitrage trading to turn a quick profit...
Secaucus, N.J., man's canary act shakes up mutual fund world.
Knight Ridder/Tribune Business News; Aug 22, 2004; 700+ Words ...illegal mutual fund trading scheme that involved Canary Capital Partners...of Fund Democracy Inc., a non-profit...revolves around late trading and market timing...authorities. Late trading, which is illegal...outsiders, though a company spokesman said he...industry, looking for ...
Shareholder Class Action Filed Against Strong Capital Management, Inc., Strong Financial Corporation, Its Strong Funds, Thomas Ognar, Bruce C. Olson, William A. Ferer, William H. Reaves, Edward J. Stern, Canary Capital Partners, LLC, Canary Investment Management, LLC, and Canary...
PR Newswire; Oct 10, 2003; 700+ Words ...Capital Management, Inc. and Strong Financial...Strong Advisor Large Company Core Fund Strong...Capital Management, Inc., Strong Financial...Edward J. Stern, Canary Capital Partners...illegal and improper trading practices, in concert...in and out" trading of mutual fund shares...
Canary fallout commission-based; Advisers charging fees expect less damage from Spitzer probe.(News)
Investment News; Sep 8, 2003; 700+ Words ...says the Investment Company Institute in Washington...with a hedge fund, Canary Capital Partners...engaged in illegal trading schemes with several large fund companies. The actions potentially...engaging in special trading opportunities with...Janus Capital Group Inc. in Denver ...
Shareholder Class Action Filed Against Janus Capital Group Inc., Janus Capital Corporation, Janus Capital Management, LLC, Janus Investment Fund, Its Janus Funds, Edward J. Stern, Canary Capital Partners, LLC, Canary Investment Management, LLC, and Canary Capital Partners,...
PR Newswire; Oct 9, 2003; 700+ Words ...Janus Capital Group Inc. (collectively...Edward J. Stern, Canary Investment Management...Partners, LLC, and Canary Capital Partners...the Investment Company Act of 1940 (the...illegal and improper trading practices, in concert...in and out" trading of mutual fund shares...
Emerson Poynter LLP Announces Class Action Lawsuit Against Strong Financial Corporation Defendants and Canary on Behalf of Purchasers of Certain Strong Funds -- STMXX, SCSAX, SLGAX, SUEAX.
PrimeZone Media Network; Sep 28, 2003; 700+ Words ...Capital Management, Inc., and each of the...Edward J. Stern, Canary Capital Partners...excessive, arbitrage trading undertaken to turn...allowed and facilitated Canary's timing activities...for dollar, for Canary's improper profits...Strong Advisor Large Company Core Fund (Nasdaq...
Emerson Poynter LLP Announces Shareholder Class Action Against Bank of America Corp. Defendants and Canary on Behalf of Purchasers of Certain Nations Funds -- NLGAX, NLIBX, NIICX, NIPAX.
PrimeZone Media Network; Sep 27, 2003; 700+ Words ...LLC, Nations Funds Inc., Robert H. Gordon...Edward J. Stern, Canary Capital Partners...excessive, arbitrage trading undertaken to turn...allowed and facilitated Canary's timing activities...for dollar, for Canary's improper profits...NEGRX) Nations Small Company Fund (Nasdaq: NSCGX...
Emerson Poynter LLP Announces Class Action Lawsuit Against Strong Financial Corporation Defendants and Canary on Behalf of Purchasers of Certain Strong Funds -- NAHAX, NHYBX, NYICX, NYPAX.
PrimeZone Media Network; Sep 28, 2003; 700+ Words ...LLC, Nations Funds Inc., Robert H. Gordon...Edward J. Stern, Canary Capital Partners...excessive, arbitrage trading undertaken to turn...allowed and facilitated Canary's timing activities...for dollar, for Canary's improper profits...NEGRX) Nations Small Company Fund (Nasdaq: NSCGX...
Emerson Poynter LLP Announces Shareholder Class Action Against Bank of America Corp. Defendants and Canary on Behalf of Purchasers of Certain Nations Funds -- PHBAX, NTBBX, NTBCX, NATAX.
PrimeZone Media Network; Sep 29, 2003; 700+ Words ...LLC, Nations Funds Inc., Robert H. Gordon...Edward J. Stern, Canary Capital Partners...excessive, arbitrage trading undertaken to turn...allowed and facilitated Canary's timing activities...for dollar, for Canary's improper profits...NEGRX) Nations Small Company Fund (Nasdaq: NSCGX...
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