Article: SEC sues ex-investor in Musicland.(BUSINESS)

Article: SEC sues Sigma's Teo for insider trading.(United ...
Plastics News;  April 26, 2004 ;     700+ words ... ... and failed to share with the SEC Teo's true ownership interest in ... one point after hearing of the SEC investigation, Teo told one Musicland executive ... March 2001, after hearing of the SEC investigation, Teo told his broker he had been misunderstood ...

Article: FFA questions logic in merging its role with the Forum Sec ...
PAC - Pacific Islands Broadcasting Association;  October 27, 2006 ;     700+ words ... ... integrated to make it successful," Mr Teo said. Mr Teo, a former chief legal officer for ... up and put them away to the Forum Sec or the SPC does injustice to the achievements of the organisations. Mr Teo who leaves next month said he was ...

Article: Musicland investor Teo lied, rigged system, jurors told
The Record (Bergen County, NJ);  May 17, 2006 ;     700+ words ... ... Richard Herron, who docked his yacht next to Teo's in Florida. The SEC sued Teo, Reier and nine others for insider trading ... will hear tape-recorded statements that Teo and Reier gave to the SEC, Vasquez said. Both men lied about their ...

Article: Sigma Chairman Teo indicted again.(News)(Brief Article)
Plastics News;  August 23, 2004 ;     700+ words ... ... Exchange Commission. The SEC case carries civil ... potential barring of Teo's participation ... false documents to SEC to defraud investors. Those actions allowed Teo to reap more than ... the criminal case. SEC is awaiting a response to its case from Teo's lawyers, who ...

Article: Exec fined $1 million for fraud, insider trading; Sigma's ...
Plastics News;  February 12, 2007 ;     700+ words ... ... Craig Carpenito said calling Teo's conduct an aberration defies ... reality.'' The guilty plea ends Teo's federal trial, but he still ... ongoing, said Gerald Gross, SEC assistant regional director in ... date set.'' CAPTION(S): Teo

Article: CORRECTION: SEC Sues New Jersey Plastics Executive over ...
Saint Paul Pioneer Press (St. Paul, Minnesota) (via Knight-Ridder/Tribune Business News);  April 23, 2004 ;     700+ words ... ... already have settled with the SEC. Teo is chairman and chief executive ... his client intends to fight the SEC charges. "Alfred Teo categorically denies all allegations ... disclose securities holdings. The SEC alleges that Teo knew Musicland was discussing ...

Article: SEC Accuses 11 in South Florida of Role in Musicland ...
Knight Ridder/Tribune Business News;  April 23, 2004 ;     700+ words ... ... Commission on Thursday. The SEC alleges that Alfred S. Teo Sr. and 10 of his relatives ... insider trading in C-Cube, the SEC said. Teo was a director of Cirrus Logic ... law firm Kaye Scholer. The SEC said he is Teo's attorney and represents ...