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Article: Fitch Ratings Selects Dataware Solutions' PTAconnect ASP for Employee Personal Trading Compliance.
- Article from:
- PR Newswire
- Article date:
- October 5, 2004
CopyrightCOPYRIGHT 2004 PR Newswire Association LLC. This material is published under license from the publisher through the Gale Group, Farmington Hills, Michigan. All inquiries regarding rights should be directed to the Gale Group. (Hide copyright information)
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BURLINGTON, Mass., Oct. 5 /PRNewswire/ -- Dataware Solutions, a pioneer in the automation of personal trading compliance processes, today announced that Fitch Ratings has selected PTAconnect ASP to monitor and manage its worldwide employee personal trading activities.
PTAconnect ASP provides a comprehensive outsourced solution for managing personal trading compliance in an application service provider (ASP) model. Based on Personal Trading Assistant(TM) (PTA) -- an intuitive, browser-based application that automates compliance with NASD and SEC regulations including Rule 17j-1, 204A-1, Investment Company Institute recommendations, Sarbanes- Oxley, and a firm's ...
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