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Article: JPMorgan Worldwide Securities Services Launches New Compliance Solutions Web Sites; Client and Public Web Sites Offer Chief Compliance Officers Information and Tools to Help Meet Regulatory Requirements.
- Article from:
- Business Wire
- Article date:
- August 15, 2005
CopyrightCOPYRIGHT 2005 Business Wire. This material is published under license from the publisher through the Gale Group, Farmington Hills, Michigan. All inquiries regarding rights should be directed to the Gale Group. (Hide copyright information)
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NEW YORK -- JPMorgan Worldwide Securities Services, a leading global provider of custody and investor related services, today announced the launch of two Web sites with information and tools to assist Chief Compliance Officers (CCOs) meet various mutual fund compliance requirements.
The U.S. Securities and Exchange Commission requires mutual funds to appoint CCOs and implement comprehensive policies and procedures to prevent fund companies and advisors from violating SEC regulations and securities laws.
JPMorgan Compliance Solutions supports the needs of CCOs and registered investment advisors in delivering coordinated services and provides the ...