Article: Sweeping New Rules Apply to Securities Offerings by Technology and Life Science Companies.

Article: SEC Likely to Change Rules For Securities Offerings ...
Global Finance;  June 1, 2005 ;     700+ words ... ... status under the new rules. A new category ... to do registered securities offerings in the US," says ... January 2005. The new rules could radically change ... way US-registered securities offerings are marketed and ...

Article: SEC Revises The Eligibility Requirements For Primary ...
Mondaq Business Briefing;  January 29, 2008 ;     700+ words ... ... private issuers to conduct primary securities offerings on Forms S-3 and F-3 without regard ... foreign private issuers" to register securities offerings under the Securities Act using a form ... you have any questions regarding the new rules, including how they may affect your ...

Article: The unfounded fear of Regulation S: empirical evidence on ...
Duke Law Journal;  December 1, 2000 ;     700+ words ... ... investors and lessen the regulatory burden on offshore securities offerings that pose little risk of investor abuse. INTRODUCTION Regulation ... resales into the United States, the SEC recently instituted new rules imposing numerous additional restrictions on Regulation ...

Article: SEC Proposes To Expand Eligibility For Use Of Forms S-3 And F-3 ...
Mondaq Business Briefing;  July 10, 2007 ;     700+ words ... ... issuers eligible to use Forms S-3 and F-3 for primary securities offerings. Under the proposed amendments, eligible issuers would ... aggregate all of its primary offering sales conducted under the new rules during the previous 12-month period (including the intended ...

Article: New Rules On Communicating About Offerings.
Mondaq Business Briefing;  October 17, 2006 ;     700+ words ... ... regulatory regime that governs securities offerings. This was not the SEC ... ultimately adopted. The new rules governing offerings under ... important effects of the new rules is to alter the way a generation ... constituted a "writing." The new rules comprise the SEC's ...

Article: SEC Proposes New Rules For Registered Public ...
Mondaq Business Briefing;  July 2, 2007 ;     700+ words ... ... it intends to propose new rules to make it easier for ... raise capital. The new rules are expected to address ... some of the proposed new rules to allow smaller public ... companies to register securities offerings. (Form F-3 is the ...

Article: New Rules: NABL Group to Update Bond Counsel ...
The Bond Buyer;  July 17, 2003 ;     700+ words ... ... how changes in American Bar Association ethics rules and new rules by the Securities and Exchange Commission would affect bond ... lawyers representing corporate borrowers in certain municipal securities offerings, according to commission officials. The standards, which ...