Article: Sensitivity of Shin case cited for delay: Insider-trading under scrutiny.

Article: SEC CHAIRMAN COX PRAISES HOUSE PASSAGE OF BILL TO FURTHER ...
US Fed News Service, Including US State News;  September 11, 2008 ;     700+ words ... ... since the days of Ivan Boesky. * The SEC won the second highest corporate penalty ... time, behind only Worldcom. * The SEC set the record for the highest financial ... individual in an enforcement action. * The SEC last month charged two Wall Street brokers ...

Article: SEC Announces a SEK27.9 Billion Offer from NetCom AB.
PR Newswire;  July 24, 2000 ;     700+ words ... ... Societe Europeenne de Communication ("SEC") (Nasdaq: SECAY, SECBY) and NetCom AB ... NetCom AB for the total issued share capital of SEC ("the Offer"). The Offer values each SEC B share at SEK61.04 and values the total issued ...

Article: Sec. 1245 recapture rules can apply to stock.
The Tax Adviser;  June 1, 2009 ;     700+ words ...Sec. 1245 recapture rules require a taxpayer to characterize gain ... reduction in a debtor's stock basis through application of the Sec. 108 attribute reduction rules can result in Sec. 1245 recapture on a disposition of that stock. It also examines ...

Article: Sec. 1202 qualifications.(IRC section 1202, capital gains ...
The Tax Adviser;  August 1, 1999 ;     700+ words ... ... Revenue Reconciliation Act of 1993 created Sec. 1202, which allows noncorporate investors ... for more than five years to qualify for Sec. 1202 treatment; the stock must have been ... Practitioners now need to consider if Sec. 1202 applies to their clients' transactions ...

Article: SEC Veteran Mark K. Braswell Joins Venable LLP; Nine-Year ...
Business Wire;  September 25, 2003 ;     700+ words ... ... Sept. 25, 2003 Braswell Joins Former SEC Colleague Nancy Grunberg in Venable's ... office. Braswell is the second senior SEC Enforcement attorney to join Venable in ... coming off an almost nine-year stint at the SEC. In January 1995, he joined the Commission ...

Article: SEC doesn't need a defibrillator after all; Administration ...
Investment News;  June 29, 2009 ;     700+ words ... ... financial services industry feared that much of the SEC's power would be usurped by the proposed Consumer ... the Obama administration plan would give the SEC more clout, not less. "I think that for the SEC, news of my demise has been overrated, said ...

Article: SEC Retools Recordkeeping, Ethics Guidelines: Key ...
Money Management Executive;  June 13, 2005 ;     700+ words ... ... Crimes Minimized' Richards, who heads the SEC's Office of Compliance Inspections and ... 7 that recent reforms undertaken by the SEC will "minimize the possibility" that the ... Accountability Office that sharply criticizes SEC examiners for creating potential conflicts ...