Articles > Business magazines > Investing, Sales, and Marketing magazines > Traders articles > July 2006

Article: SIA Reg NMS Group Gets Active.(Brief article)

Article from:
Traders
Article date:
July 1, 2006
Copyright

From ITS to Reg NMS Worries

Going from the Intermarket Trading System (ITS), which links the national market system, to a newer one could cause potential trading mishaps. So a trading issues committee is asking regulators for a clarification of what happens during the transition period from ITS to Reg NMS. They are unsure of what will happen during the implementation and testing period of Reg NMS.

"Once the listed securities start quoting with automated quotes, we don't want to be subject to two different sets of rules. One for the Order Protection Rule and the other for ITS," according to Matthew Lavicka, chairman of the SIA Reg NMS group.

He ...

Read all of this article with a FREE trial

Related newspaper, magazine, and journal articles:

Article: As Deadline for Reg. NMS' Order Protection Rule ...
Business Wire;  May 11, 2006 ;     700+ words ... ... dates for the Order Protection Rule of Reg. NMS draw closer, Order Execution Services ... company's CEO. "It's clear that Reg. NMS is still a very hot topic in the financial ... implement the Order Protection Rule of Reg. NMS ... and when it plans to do so. "Any ...

Article: Tabb Group: Reg NMS Drawing Battle Lines for ...
Daily News;  March 15, 2007 ;     700+ words ... ... from Tabb Group. The report, titled "Reg NMS: Launching the Next Arms Race," examines ... of brokers since the implementation of Reg NMS, which Tabb Group deemed the most influential ... Exchange Commission's implementation of Reg NMS, an equities initiative that requires ...

Article: Reg NMS is Forcing First- and Second-Tier Prime ...
Business Wire;  March 14, 2007 ;     700+ words ... ... Group research note released today, "Reg NMS: Launching the Next Arms Race", reports ... pace in response to the implementation of Reg NMS by the SEC, requiring even higher levels ... examines the state of brokers in a post-Reg NMS period since its recent implementation ...

Article: StreamBase Furthers Leadership behind Reg NMS & ...
Business Wire;  February 7, 2007 ;     700+ words ... ... compliance around Regulation for National Markets (Reg NMS) and Markets in Financial Instruments Directive ... months, StreamBase will host the following Reg NMS and MiFID events and workshops: > Reg NMS Web Seminar -- On Thursday, February 15th ...

Article: Reg NMS Countdown Down to Three Final ...
Securities Industry News;  July 9, 2007 ;     700+ words ... ... counter markets should be complying with Reg NMS, including internalized and automated ... anticipated increase in market data generated by Reg NMS, Jordan noted that the volume on Nasdaq ... floor to electronic trading. Although Reg NMS is a new compliance burden, its promotion ...

Article: MiFID and Reg NMS Will Drive the Need for Data ...
M2 Presswire;  March 14, 2007 ;     700+ words ... ... 2007-Research and Markets: MiFID and Reg NMS Will Drive the Need for Data Management ... and Regulation National Market System (Reg NMS) - and the impact they will have on financial ... policies and procedures, but MiFID and Reg NMS will drive the need for data management ...

Article: New Report on Reg NMS and the IT Arms Race ...
PR Newswire;  March 21, 2007 ;     689 words ... ... Group, in its newest research note, "Reg NMS: Launching the Next Arms Race," reports ... pace in response to the implementation of Reg NMS by the SEC, requiring even higher levels ... examines the state of brokers in a post Reg NMS period, since its recent implementation ...

Article: New OES Subsidiary to Focus on Order Routing/Compliance Needs ...
Business Wire;  February 3, 2006 ;     700+ words ... ... will offer "a comprehensive, turnkey Reg. NMS routing and regulatory audit solution ... address the many critical requirements of Reg. NMS and to establish and maintain the industry standard in Reg. NMS compliance," Mr. Barth said. "We ...

 
 
Newsweek Harper's Magazine The Washington Post Chicago Tribune Crain's Chicago Business PRNewswire Pediatric News The Nation Advertising Age The Economist (US) A FREE trial gives you access to over 80 million articles! Access over 6,500 publications with a FREE trial!

Find articles, research, and archives