Article: FSA slaps Hoodless Brennan with AGBP90k fine for poor sales practices in 2003 under TCF principle.

Article: Hoodless Brennan To Make Markets In OFEX ...
PR Newswire;  November 28, 2003 ;     700 words ...HOODLESS BRENNAN TO MAKE MARKETS IN OFEX SECURITIES ... approval of the application from Hoodless Brennan ("Hoodless") to join the OFEX ... now have four lined up already - Hoodless Brennan, J P Jenkins Ltd, Teather & ...

Article: Stockbroker Hoodless Brennan opts for ...
M2 Presswire;  August 19, 2003 ;     700+ words ... ... Technology Solutions: Stockbroker Hoodless Brennan opts for QuoteTerminal(C)1994 ... COMMUNICATIONS LTD RDATE:08192003 Hoodless Brennan & Partners Plc, stockbrokers ... Technology Solutions PLC (KTS). Hoodless Brennan opted for QuoteTerminal because it ...

Article: Cut ISA costs: unit trust benefits without high charges using ...
What Investment;  March 1, 2007 ;     700+ words ... ... pounds sterling] worth of shares once per month), is Hoodless Brennan's self select ISA, which allows investors to trade within ... offers a credible alternative to investing in unit trusts. Hoodless Brennan--UK's cheapest self-select ISA according to Moneysupermarket ...

Article: Bear market bound to come to an end ; Alan Thomas of ...
Western Daily Press (Bristol UK);  July 23, 2008 ;     700+ words ...Alan Thomas of Hoodless Brennan stockbrokers comments on the current stock market outlook He said: "I have been in the stock markets since 1960. Bearish markets ...

Article: Stockbroker fined for its sharp tactics.
The Daily Mail (London, England);  August 18, 2006 ;     390 words ... ... Authority has fined stockbroker Hoodless Brennan [pounds sterling]90,000 for 'unacceptable sales practices'. The firm was found guilty of ... on more stock than they wanted. Hoodless Brennan said the management, now led by ...

Article: Minority lag TCF deadline.
Financial Adviser;  August 31, 2006 ;     618 words ... ... failure to meet the requirements of TCF. The sales practices employed by Hoodless Brennan's brokers, when selling shares in Knowledge ... own internal standards. The unacceptable sales practices included persuading customers to buy stock ...

Article: Aggressive brokers cost firm pounds 90,000.(Business)
The Birmingham Post (England);  August 18, 2006 ;     700+ words ...The stockbroker Hoodless Brennan has been fined pounds 90,000 for over-aggressive sales practices and failing to treat customers fairly ... Late in 2003, a FSA supervisor visiting Hoodless Brennan discovered taped conversations in which ...