SIPC: 3,000 Accounts Frozen in St. Louis Brokerage Liquidation Tied to...

PR Newswire;  September 10, 2003 ;     700+ words ......case. According to SIPC, Eberhard had used...failed Park South brokerage firm and related entities...000 investors. SIPC estimates that...whole in the failed brokerage firm cases that it has handled to date. SIPC is an important...statute that created SIPC rules ...

SIPC and Canadian Counterpart to Coordinate on Brokerage Firm Insolvencies...

PR Newswire;  April 13, 2005 ;     575 words ......insolvency of a brokerage firm doing business in...States and Canada. SIPC President Stephen...whole in the failed brokerage firm cases that it has handled to date. SIPC is an important...statute that created SIPC provides that customers of a failed brokerage ...

IF BROKERAGE FIRM FAILS, INVESTMENTS PROTECTED BY SIPC

Post-Tribune (IN);  May 10, 1993 ;     489 words ......about your investments? In the unlikely event that your brokerage firm ran into financial problems, would your investments...liquidated, the Securities Investor Protection Corp. (SIPC) steps in. SIPC is a government-sponsored membership corporation that protects investors in the event their ...

Liquidation Proceedings for New Orleans Area Brokerage Firm Undertaken by...

U.S. Newswire;  March 5, 2008 ;     493 words ......A. Brown. ABOUT SIPC The Securities Investor...defense in the event a brokerage firm fails owing customer...whole in the failed brokerage firm cases that it has handled to date. SIPC either acts as trustee...statute that created SIPC provides that customers of a failed ...

SIPC: 3,200 Accounts With $106 Million Moving to Saxony Securities From...

PR Newswire;  September 12, 2003 ;     700+ words ......matter. According to SIPC, Todd M. Eberhard...failed Park South brokerage firm and related entities...whole in the failed brokerage firm cases that it has handled to date. SIPC is an important...statute that created SIPC rules provides that...customers of a failed ...

SIPC: 23,000 Customers Get Claim Packages After $2 Million Theft At St....

PR Newswire;  November 30, 2001 ;     634 words ......a full-service brokerage firm headquartered in...eight states. About SIPC From its creation...whole in the failed brokerage firm cases that it has handled to date. SIPC is an important...statute that created SIPC rules provides that...customers of a failed brokerage ...

Court Clears SIPC to Step In to Deal With Missing $4.5 Million At Colorado...

PR Newswire;  February 7, 2003 ;     503 words ......the Denver-based brokerage firm. SIPC will protect the...whole in the failed brokerage firm cases that it has handled to date. SIPC is an important...statute that created SIPC rules provides...customers of a failed brokerage firm receive all non-negotiab...

SIPC: Claims Forms to Go Out to 2,300 Investors In Eberhard/Park South...

PR Newswire;  February 26, 2003 ;     700+ words ......longer in a bankrupt brokerage firm. In addition to...online at http://www.sipc.org/ on or about...000 investors. SIPC estimates that...whole in the failed brokerage firm cases that it has handled to date. SIPC is an important...statute that created SIPC provides that ...

SIPC Steps in to Protect Investors In $1 Million Theft at Florida...

PR Newswire;  August 10, 2000 ;     560 words ......the Tallahassee-brokerage firm Meridian Asset Management, Inc. The SIPC action was part...440,000 investors. SIPC estimates that more...whole in the failed brokerage firm cases that it has...statute that created SIPC rules provides that...customers of a failed brokerage ...

SIPC: Bankruptcy Court Clears Sale of Troubled Minnesota Brokerage Firm.

PR Newswire;  October 2, 2001 ;     700+ words ......a full-service brokerage firm of approximately...Bankruptcy Court. ABOUT SIPC From its creation...whole in the failed brokerage firm cases that it has handled to date. SIPC either acts as trustee...customers of a failed brokerage firm receive all non...funds from the ...

UPDATE: SIPC Expects to Advance $5 Million to Investors Hit By Theft at...

PR Newswire;  April 3, 2001 ;     700+ words ......troubled brokerage firms, said SIPC President Michael Don. While...for investors to know that SIPC is here as a safety net...us in these situations. SIPC's mission also was met here...or longer in a bankrupt brokerage firm. The following statement...Committee: Congratulations to ...

Is there risk in having everything in one brokerage firm?

Sun, The: Wheaton (IL);  October 3, 2008 ;     583 words ......compare this to money markets at a brokerage firm. According to Arnold Kiman, Investments...firms have two levels of insurance, SIPC and CAPCO. SIPC's primary function...important to note that the failure of a brokerage firm does not translate into the failure...

SIPC: $64 Million in Customer Assets at Denver Brokerage Firm Transferred...

PR Newswire;  March 31, 2003 ;     593 words ......Securities or another brokerage firm of their choosing. SIPC Trustee John...in the failed brokerage firm cases that it...handled to date. SIPC is an important...that created SIPC rules provides...of a failed brokerage firm receive all...

First Call Rankings - Merrill Lynch Named Most-Read Brokerage Firm...

PR Newswire;  February 13, 2002 ;     700+ words ......captured the top position as the most-read brokerage firm worldwide in the fourth quarter and...results. GLOBAL RANKINGS FOR MOST-READ -- Brokerage firm worldwide in 2001: Merrill Lynch...Mark Edelstone, Morgan Stanley -- Brokerage firm worldwide in 4Q01: Merrill Lynch...

CHINA'S 1ST MONEY BROKERAGE FIRM TO BE SET UP

AsiaInfo Services;  April 11, 2005 ;     170 words ......Services 04-11-2005 China's 1st Money Brokerage Firm to Be Set Up BEIJING, Apr 11, 2005...broker, to set up China's first money brokerage firm. The preliminary work has been done...country made to the WTO. Creating money brokerage firm is a trend, and it is appropriate for...