WILL THIRD TIME BE THE CHARM FOR SMITH BARNEY?

On Wall Street;  September 1, 2007 ;     700+ words ......January-not September. Smith Barney, however, may...brokers' and sales assistants' pay since November...attorneys advised Smith Barney executives to pay a base salary to sales assistants in 2007 instead...to pay their sales assistants. And Merrill...says. ...

Smith Barney's hard line costs it some veterans; Refusal to spin off...

Investment News;  November 29, 2004 ;     700+ words ...Byline: Brooke Southall SAN FRANCISCO - Smith Barney has once again refused to spin off an...paying a price. Some of the veteran Smith Barney financial advisers - denied the greater...advisers said they have been asking Smith Barney since 1993 to form a distinct unit that...

Smith Barney not for sale, executive says.(News)

Investment News;  April 16, 2007 ;     373 words ......Inc. came rumors that the company's Smith Barney brokerage unit was destined for a spinoff...Report'' last Wednesday that a sale of Smith Barney is not on the table. We think that the...any major pieces of the company.'' A Smith Barney insider confirmed: Smith Barney ...

Smith Barney finalizes broker pay plan; Expense accounts enhanced to help...

Investment News;  March 5, 2007 ;     577 words ......from brokers, Smith Barney has tweaked the...assistant bonuses. Smith Barney, a unit of New...costs, such as sales assistant bonuses...firm is giving sales assistants a raise and is...paid by brokers. Smith Barney believes its...per year, said Smith ...

Change at Citigroup gets mixed reaction; More brokers poised to quit Smith...

Investment News;  January 29, 2007 ;     700+ words ......drew both cheers and yawns from Smith Barney brokers, who, executive recruiters...management unit. The unit includes Smith Barney, where she was chairman and CEO after joining Citigroup in 2002. A Smith Barney broker, who asked not to be identified...

Smith Barney Hosted Women's Symposium Focused on 'Striking a Balance'; -...

PR Newswire;  November 5, 2003 ;     583 words ......of its national Women's Initiative, Smith Barney hosted a luncheon symposium yesterday...population both within our society and Smith Barney's client base, commented Mindy S. Ross...of Target Market Initiatives Group at Smith Barney. The event was hosted by Smith ...

Smith Barney plan said to fall short; Creating elite group fails to...

Investment News;  April 10, 2006 ;     656 words ......on Wall Street are keenly focused on Smith Barney's novel plan to build a business unit...advisers. Last month, when New York-based Smith Barney said that it planned to move 60 of its...will be run, critics are saying that Smith Barney's latest move appears long on sizzle...

DCR REAFFIRMS SMITH BARNEY RATINGS

PR Newswire;  November 29, 1995 ;     382 words ......PRNewswire/ -- Duff & Phelps Credit Rating Co. (DCR) has reaffirmed Smith Barney Holdings Inc.'s (Smith Barney) senior debt rating of A (Single-A) and Smith Barney Inc.'s commercial paper rating of D-1 (D-1) following the announcement...

BROKER BLOCKED FROM SEEKING FORMER CLIENTS SMITH BARNEY SOUGHT RESTRAINING...

The Virginian Pilot;  February 2, 1999 ;     478 words ......clients he signed up while working for rival Salomon Smith Barney. Smith Barney had asked the U.S. District Court here for a temporary...the Chesapeake office of Dean Witter. On Monday, Smith Barney argued that quick action was essential because...

Smith Barney tops muni market. (municipal finance business dominated by...

Crain's New York Business;  September 15, 1997 ;     700+ words ......Goldman Sachs & Co. But this year, Smith Barney Inc. is almost certain to supplant those...Through the first week of September, Smith Barney had managed $15.0 billion in municipal...Goldman, according to Securities Data Co. Smith Barney successfully filled the void left by...

SMITH BARNEY FIRES 4 TECH CENTER OFFICE CITES 'CORPORATE POLICY...

Rocky Mountain News;  April 18, 2003 ;     344 words ...Smith Barney cleaned house at its Denver Tech Center...policy violations," the company said. A Smith Barney spokeswoman declined to identify the...not related to client accounts," said Smith Barney spokeswoman Susan Thomson. But the purged...

SMITH BARNEY FIRES 4 TECH CENTER OFFICE CITES 'CORPORATE POLICY...

Rocky Mountain News (Denver, CO);  April 18, 2003 ;     353 words ......David Milstead ROCKY MOUNTAIN NEWS Smith Barney cleaned house at its Denver Tech Center...policy violations,'' the company said. A Smith Barney spokeswoman declined to identify the...not related to client accounts,'' said Smith Barney spokeswoman Susan Thomson. But the purged...

Smith Barney agrees to pay $50M in suit; Stocks of investment banking...

Investment News;  April 3, 2006 ;     700+ words ...Byline: Dan Jamieson IRVINE, Calif. - Smith Barney has agreed to settle a class action...between January 1998 and August 2002. Smith Barney also will pay up to $9 million in legal...firms with broker-managed fee accounts, Smith Barney generally limits GPM recommendations...

Smith Barney Hosts Women's Educational Luncheon Symposium; 'Striking a...

PR Newswire;  April 2, 2003 ;     700+ words ......women's luncheon symposium hosted by Smith Barney today at the Clubhouse at Pelican Hill...population both within our society, and Smith Barney's client base, commented Mindy S. Ross...director of target market initiatives at Smith Barney. Our firm continues to support its long-te...

SMITH BARNEY EXEC TOUTS 4TH-QUARTER POSSIBILITIES

Roanoke Times & World News;  October 4, 2007 ;     681 words ......white water of Wall Street addressed Smith Barney stock brokers and clients with a luncheon...words with its own money, Citigroup, Smith Barney's New York-based parent company, made...their customers to buy. Indeed, one of Smith Barney's clients in attendance Wednesday, retired...