NASD Fines Janney Montgomery Scott $1.2 Million for Market Timing and...

PR Newswire;  October 3, 2005 ;     700+ words ......restrictions placed on market timing by mutual funds. Among other things...evade attempts by mutual funds to restrict market timing -- such as waiting...communications from mutual funds concerning market timing. NASD found that...

PRUDENTIAL QUERIED IN SPITZER FUND PROBE MARKET TIMING ALLEGATIONS IN HUB...

The Boston Globe;  September 10, 2003 ;     700+ words ......improper trading of mutual funds, a regulator...allegations of market timing at Prudential...into suspected market timing of mutual funds in Prudential...previously reported. Market timing is the practice...prohibiting mutual fund market ...

Reports: Putnam Fires 6 for Market Timing

AP Online;  October 24, 2003 ;     601 words ......improper "market timing" practices in trading of mutual funds. The reports...But many mutual funds prohibit...advised that market-timing was permitted...evidence some mutual funds employees are engaged in market timing their own...

Reports: Putnam managers forced out of jobs for "market timing" violations

AP Worldstream;  October 24, 2003 ;     601 words ......improper "market timing" practices in trading of mutual funds. The reports...But many mutual funds prohibit...advised that market-timing was permitted...evidence some mutual funds employees are engaged in market timing their own...

Market timing mess: Et tu, o Canada? Four fund firms face enforcement...

Investment News;  October 18, 2004 ;     700+ words ......proceedings in a market-timing probe that began...Manitoba; and CI Mutual Funds Inc., AGF Management...they mean by `market timing.' If hedge funds...buying and selling mutual funds as day traders...clearly illegal. Market timing is generally ...

Hedge Funds Played Starring Role in Alliance Market Timing

Daily News;  December 24, 2003 ;     700+ words ......broker-dealers with market timing capacity in Alliance mutual funds in exchange...for one of the mutual funds in which Canary had market timing capacity blocked...Calugar's market timing activity in its mutual funds in exchange...

Putnam Fires 4 Managers for Market Timing

AP Online;  October 24, 2003 ;     614 words ......improper "market timing" practices in trading of mutual funds, a spokeswoman...systems. Market timing, which involves...and out of mutual funds to take advantage...But many mutual funds prohibit...advised that market timing was permitted...

Vanguard founder slams market timing.

United Press International;  January 29, 2004 ;     700+ words ......Bogle slammed market timing as the wrong way...even think about [mutual] funds, after testifying...think the whole market-timing issue ... is the...even think about mutual funds. Investors who use market timing are just defeating...investor. When the ...

Prudential Securities, Inc. Ordered to Pay Regulators $600 Million to...

PR Newswire;  August 28, 2006 ;     700+ words ......to make improper market timing transactions in mutual funds on behalf of their...clients to engage in market timing after the mutual funds had placed blocks...that certain mutual funds imposed on market timing transactions. For...

Small Investors May Be Confused by Market Timing Issue.

Knight Ridder/Tribune Business News;  September 5, 2003 ;     700+ words ......late trading and market timing of mutual funds, it's growing...indirectly. Market timing involves the...in and out of mutual funds, in this case...any, rules my mutual funds have about market timing? A: Mutual fund...

Firm paying $5.5M to settle market timing case

New Haven Register;  January 18, 2006 ;     293 words ......and Connecticut. Market timing refers to rapidly...in and out of mutual funds to profit at the...funds themselves. Mutual funds are intended to...investments. While market timing is not illegal...The practice of market timing has a detrimental...investors ...

VANGUARD FOUNDER SLAMS MARKET TIMING

United Press International;  January 29, 2004 ;     700+ words ......founder slams market timing WASHINGTON, Jan...Bogle slammed market timing as the "wrong...think about [mutual] funds," after testifying...think the whole market-timing issue ... is...even think about mutual funds. Investors who use market ...

Market timing took place in UK.(United Kingdom)(Brief Article)

Financial Adviser;  March 25, 2004 ;     237 words ......uncovered some evidence of market timing in the UK fund management...investigation into market timing in the wake of the scandal that rocked the US mutual funds industry and landed...most incidences of market timing in the UK had been...there is evidence of ...

How investors can protect themselves against market timing

Daily Breeze;  October 20, 2003 ;     529 words ......illegal trading by mutual funds, investors are learning...are investigating "market timing" of fund shares...they're high. But market timing in mutual funds, or short-term...of FundAlarm.com. "Market timing is basically a hidden...1 percent loss to ...

SEC PLANS NEW RULES FOR FUNDS CURBS TO TARGET MARKET TIMING, LATE TRADING,...

The Boston Globe;  October 10, 2003 ;     560 words ......trading and market timing of mutual funds, as federal...requiring mutual funds to disclose...policies toward market timing and have enforcement...money from mutual funds, she said...suspected market timing, said new...