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Who's News.
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On Wall Street
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July 1, 2008
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Copyright informationCOPYRIGHT 2008 SourceMedia, Inc. This material is published under license from the publisher through the Gale Group, Farmington Hills, Michigan. All inquiries regarding rights should be directed to the Gale Group. (Hide copyright information)
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WIREHOUSES
Kevin Collins, David Hood and Brendan McCarty have jumped from Bear Stearns to Smith Barney's office in Boston Harbor, Mass. The team generated $2.8 million on client assets of $175 million. The $10 million-plus team of Leslie Peter DeGroot IV, Peter Foran, Fei Wang, Michelangelo DiCosola and David Jakubs left JPMorgan to join UBS's North Wacker Drive, Chicago, Ill., office. The team oversaw more than $1.3 billion in client assets. In Century City, Calif., Smith Barney has recruited Richard Frankel, Shawn Patt, Hormoz Shon Saleh, Joseph Sulentor and Michael Ladge from UBS. The team generated $4.5 million on assets of $650 million. Morgan Stanley's private wealth ...
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CITI INVESTORS PUSH FOR SMITH BARNEY SALE; Divesting crown jewel is key to...
Crain's New York Business;
April 16, 2007 ;
787 words
......logical place to start: Smith Barney, the well-known and...spinning off or selling Smith Barney is a nonstarter...to further combine Smith Barney with the rest of...on a smaller base. Smith Barney would arguably be...1.2 trillion in client assets, ...
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WILL THIRD TIME BE THE CHARM FOR SMITH BARNEY?
On Wall Street;
September 1, 2007 ;
Chapelle, Tony;
787 words
......DEBATE and a rash of broker defections, Smith Barney-for the third time in less than a year-...have been made worse by the fact that Smith Barney managers have told advisors the competition...in December or January-not September. Smith Barney, however, may not be able to wait until...
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Smith Barney's hard line costs it some veterans; Refusal to spin off...
Investment News;
November 29, 2004 ;
787 words
......Southall SAN FRANCISCO - Smith Barney has once again refused...Some of the veteran Smith Barney financial advisers...billions of dollars in client assets with them. They may also...they have been asking Smith Barney since 1993 to form a...management when he left ...
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Smith Barney Hosted Women's Symposium Focused on 'Striking a Balance'; -...
PR Newswire;
November 5, 2003 ;
583 words
......Target Market Initiatives Group at Smith Barney. The event was hosted by Smith Barney's Executive Vice President and Regional...Melanie Schnoll-Begun, director, Smith Barney, Philanthropic Services; * Kate Wasserman, vice president, Smith Barney, Global Private ...
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Smith Barney plan said to fall short; Creating elite group fails to...
Investment News;
April 10, 2006 ;
656 words
......on Wall Street are keenly focused on Smith Barney's novel plan to build a business unit...advisers. Last month, when New York-based Smith Barney said that it planned to move 60 of its...will be run, critics are saying that Smith Barney's latest move appears long on sizzle...
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DCR REAFFIRMS SMITH BARNEY RATINGS
PR Newswire;
November 29, 1995 ;
382 words
......PRNewswire/ -- Duff & Phelps Credit Rating Co. (DCR) has reaffirmed Smith Barney Holdings Inc.'s (Smith Barney) senior debt rating of A (Single-A) and Smith Barney Inc.'s commercial paper rating of D-1 (D-1) following the announcement...
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SMITH BARNEY changing pay: The wirehouse is also bringing Citibank's...
On Wall Street;
January 1, 2007 ;
Chapelle, Tony;
447 words
...Citigroup's upscale Smith Barney brokerage unit is examining ways...assistants. The change stems from the Smith Barney's $98 million settlement of a class...In the wake of the litigation, Smith Barney is expected to cover a base salary...
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BROKER BLOCKED FROM SEEKING FORMER CLIENTS SMITH BARNEY SOUGHT RESTRAINING...
The Virginian Pilot;
February 2, 1999 ;
Shean, Tom;
478 words
......clients he signed up while working for rival Salomon Smith Barney. Smith Barney had asked the U.S. District Court here for a temporary...the Chesapeake office of Dean Witter. On Monday, Smith Barney argued that quick action was essential because...
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Smith Barney tops muni market. (municipal finance business dominated by...
Crain's New York Business;
September 15, 1997 ;
Birger, Jon;
787 words
......Goldman Sachs & Co. But this year, Smith Barney Inc. is almost certain to supplant those...Through the first week of September, Smith Barney had managed $15.0 billion in municipal...Goldman, according to Securities Data Co. Smith Barney successfully filled the void left by...
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SMITH BARNEY FIRES 4 TECH CENTER OFFICE CITES 'CORPORATE POLICY...
Rocky Mountain News;
April 18, 2003 ;
David Milstead ROCKY MOUNTAIN NEWS;
344 words
...Smith Barney cleaned house at its Denver Tech Center...policy violations," the company said. A Smith Barney spokeswoman declined to identify the...not related to client accounts," said Smith Barney spokeswoman Susan Thomson. But the purged...
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SMITH BARNEY FIRES 4 TECH CENTER OFFICE CITES 'CORPORATE POLICY...
Rocky Mountain News (Denver, CO);
April 18, 2003 ;
Milstead^, David;
353 words
......David Milstead ROCKY MOUNTAIN NEWS Smith Barney cleaned house at its Denver Tech Center...policy violations,'' the company said. A Smith Barney spokeswoman declined to identify the...not related to client accounts,'' said Smith Barney spokeswoman Susan Thomson. But the purged...
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Smith Barney agrees to pay $50M in suit; Stocks of investment banking...
Investment News;
April 3, 2006 ;
701 words
...Byline: Dan Jamieson IRVINE, Calif. - Smith Barney has agreed to settle a class action...between January 1998 and August 2002. Smith Barney also will pay up to $9 million in legal...firms with broker-managed fee accounts, Smith Barney generally limits GPM recommendations...
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Smith Barney Hosts Women's Educational Luncheon Symposium; 'Striking a...
PR Newswire;
April 2, 2003 ;
755 words
......Melanie Schnoll Begun, director of Smith Barney Philanthropic Services, is responsible...director and equity strategist with Smith Barney's Global Private Client Group, having...years in the investment business with Smith Barney. He is a supervisory analyst, a ...
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Smith Barney sees early success with push into advisory product; New...
Investment News;
September 26, 2005 ;
787 words
...Byline: Brooke Southall SAN FRANCISCO - Smith Barney is reporting success in rolling out...combined $1 billion placed into the Smith Barney Advisor program since it was introduced...bonds and mutual funds. The key is that Smith Barney is setting a percentage fee to cover...
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