Article: Brokerage firms barred for 6 months in Kelvinator scrips case.

Article: INDIAN BROKERAGE FIRMS BARRED FOR 6 MO IN ...
AsiaPulse News;  August 21, 2008 ;     646 words ... ... banned three brokerage firms from stock market ... Sebi order, brokerage firms including Vivnesari Financial Services Pvt Ltd, Harsha ... Ltd and Newfin Financial Services Pvt Ltd have ... order said three brokerage firms have entered ...

Article: Investors to brokerage firms: We get no respect
Bank News;  March 1, 2003 ;     460 words ... ... service Maritz Poll on financial services reports that 28% of ... Meanwhile, just 5% think brokerage firms do. "I'm sure we ... for the Maritz Research Financial Services Group. "Yet, brokerage firms had every opportunity ...

Article: Three Delaware Valley Insurance Brokerage Firms ...
PR Newswire;  October 16, 1997 ;     700+ words ... ... independent insurance brokerage firms in the Delaware Valley ... MidAtlantic Insurance and Financial Services. Each of the previously ... national insurance and financial services network of over 30 brokerage firms. Headquartered in San ...

Article: Greenspan support for banking deregulation could boost stocks of ...
PR Newswire;  November 20, 1987 ;     666 words ... ... stock prices of regional stock brokerage firms to recover. According to James K. Schmidt, a vice president, financial services industry analyst, and portfolio ... Management Corporation, regional brokerage firms would be the most likely acquisition ...

Article: Proposed privacy rules rile small brokerage firms; ...
Investment News;  May 12, 2008 ;     700+ words ... ... independent-contractor brokerage firms are convinced that ... provisions. The Financial Services Institute Inc ... independent-contractor brokerage firms, sent a "call ... executive of McNally Financial Services Corp. of San Antonio ...

Article: Go where the money is: funds that focus on the financial ...
Black Enterprise;  November 1, 2005 ;     700+ words ... ... case now with financial services mutual funds ... stocks of banks, brokerage firms, insurers ... York. Since financial services mutual funds ... market and for brokerage firms, The financial services sector is more ...

Article: SEC criticized for poor oversight of brokerage ...
Investment News;  October 13, 2008 ;     700+ words ... ... s oversight of brokerage firms, the brokerage industry ... third of the 146 brokerage firms that were supposed ... government affairs for the Financial Services Institute Inc ... Atlanta for independent brokerage firms and financial advisers ...