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Article: Madoff fools many, including SEC.(Managed Money Review)
- Article from:
- Futures (Cedar Falls, IA)
- Article date:
- February 1, 2009
- Author:
CopyrightCOPYRIGHT 2009 Summit Business Media. This material is published under license from the publisher through the Gale Group, Farmington Hills, Michigan. All inquiries regarding rights should be directed to the Gale Group. (Hide copyright information)
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That Bernard L. Madoff was running a massive Ponzi scheme wasn't news to many industry professionals who were skeptical of his amazingly consistent returns during inconsistent markets. But what is becoming more apparent is that it shouldn't have been news to the Securities and Exchange Commission (SEC) either.
Bernard L. Madoff Investment Securities LLC (BLMIS) was a registered broker dealer and a registered investment advisor (RIA), giving the SEC access to Madoff's operations. The SEC suggested that move when it found Madoff was acting as an investment advisor to hedge funds and high-net-worth individuals in violation of the Advisors Act. The SEC also found ...
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Article: KeyCorp to Present at Salomon Smith Barney ...
PR Newswire;
January 25, 2002 ;
660 words
... ... Wednesday, January 30, 2002, at 4:30 p.m. KeyCorp CFO Brent Somers and Victory Capital Management CEO Rick Buoncore will address the Salomon Smith Barney conference. The presentation will address KeyCorp's strategy focusing on revenue ...
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