Article: FEATURE: Caution is the watchword.

Tracy Harvey-Bussell Business relations consultant The Consulting Consortium

Helicopters, offshore honey pots, Sir Allen Stanford, Bernard Madoff, mortgage fraud, self-cert, boiler rooms and market abuse have all contributed to making the financial services sector an exciting place to work in recent years. But now the Financial Services Authority is determined to clean it up, with criminal prosecution firmly in its armoury.

How does this affect high street mortgage brokers and IFAs? The shift in emphasis towards criminal proceedings could affect their personal right to remain silent and potentially puts them on a collision course with the ...

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