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Article: SEC Approves Previously Reported Settlement Offer Made by Value Line, Inc.
- Article from:
- PR Newswire
- Article date:
- November 4, 2009
CopyrightCOPYRIGHT 2009 PR Newswire Association LLC. This material is published under license from the publisher through the Gale Group, Farmington Hills, Michigan. All inquiries regarding rights should be directed to the Gale Group. (Hide copyright information)
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NEW YORK, Nov. 4 /PRNewswire-FirstCall/ -- Value Line, Inc. announced today that its previously reported offer to settle a Securities and Exchange Commission investigation begun in 2005 has been accepted by the Commission. Value Line and two of its former officers neither admit nor deny the findings of the investigation, which relate to commissions and fees paid by nine ...
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Article: SEC SUES VALUE LINE , TWO SENIOR OFFICERS FOR $24 ...
US Fed News Service, Including US State News;
November 12, 2009 ;
700+ words
... ... York City-based investment adviser Value Line Inc., its CEO, its former Chief Compliance ... affiliated broker-dealer with defrauding the Value Line family of mutual funds by charging over ... on mutual fund trades funneled through Value Line's affiliated broker-dealer, Value ...
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