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Article: Alaron Trading.

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Futures (Cedar Falls, IA)
Article date:
January 1, 2000
Copyright

CASE SETTLED Alaron Trading agreed to pay a $200,000 fine as part of a settlement with the National Futures Association (NFA) in which the firm also agreed to hire a new CFO and general counsel. The NFA ordered Jeffrey H. Spencer to withdraw from NFA membership and associate membership for two years and not to act as a principal of any NFA member firm for three years.

The NFA charged ...

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