Article: Securities and Exchange Commission.(Brief Article)

Article: SEC reviews broker-dealer exemption.(Securities & Exchange ...
Australasian Business Intelligence;  February 14, 2005 ;     678 words ... ... Planning - ABIX via COMTEX) The US Securities & Exchange Commission (SEC) plans to allow broker-dealers to provide fee ... PLANNING ASSOCIATION: UNITED STATES. SECURITIES AND EXCHANGE COMMISSION: COURT OF APPEAL (UNITED STATES) All copyright subsisting ...

Article: SEC steps towards convergence.(Securities and Exchange ...
Australasian Business Intelligence;  May 5, 2005 ;     556 words ... ... with international standards. The US Securities & Exchange Commission has released a plan that will mean non-US companies ... Publication Date: 6 May 2005 UNITED STATES. SECURITIES AND EXCHANGE COMMISSION: INTERNATIONAL ACCOUNTING STANDARDS BOARD: FINANCIAL ...

Article: SEC Regulates Mutual Funds.(Securities and Exchange ...
Government Finance Review;  February 1, 2001 ;     557 words ...The Securities and Exchange Commission (SEC) issued new rules in January to crack down on the use of ... truth in labeling' of mutual funds." (Source: Securities and Exchange Commission press release, January 2001.)

Article: Allegation dropped.(Maxim Pharmaceuticals settled an allegation ...
San Diego Business Journal;  February 20, 2006 ;     653 words ... ... EpiCept Corp.) settled an allegation by the Securities and Exchange Commission that he capitalized on inside information obtained while ... penalty of $29,568, according to a Securities and Exchange Commission release dated Feb. 15. Agarwala was a consultant for ...

Article: SEC makes interactive data the standard for financial ...
Information Today;  February 1, 2009 ;     504 words ...The U.S. Securities and Exchange Commission (SEC) voted to require public companies and mutual funds to use interactive ... 15, 2011. [ILLUSTRATION OMITTED] Source: U.S. Securities and Exchange Commission (www.sec.gov)

Article: SEC split puts reforms at risk.(United States. Securities and ...
Australasian Business Intelligence;  March 28, 2005 ;     660 words ... ... William Donaldson, chairman of the US Securities & Exchange Commission, wants to modernise the trading rules for US stock markets ... Publication Date: 29 March 2005 UNITED STATES. SECURITIES AND EXCHANGE COMMISSION: DEMOCRATIC PARTY (UNITED STATES): REPUBLICAN PARTY ...

Article: EU, SEC announces plan to reconcile accounting rules.(European ...
Australasian Business Intelligence;  May 12, 2005 ;     700+ words ... ... different accounting rules. The US Securities & Exchange Commission and the European Commission want to obviate the need for ... Publication Date: 2 May 2005 UNITED STATES. SECURITIES AND EXCHANGE COMMISSION: EUROPEAN COMMISSION By Christopher M Netram All copyright ...