Article: SEC Regulates Mutual Funds.(Securities and Exchange Commission)(Brief Article)

Article: SEC wants funds to disclose derivatives' risk. (Securities and ...
National Underwriter Life & Health-Financial Services Edition;  October 17, 1994 ;     700+ words ... ... The Securities and Exchange Commission has recommended a ... restructuring of the way mutual funds disclose information ... illiquid holdings by mutual funds from 15 percent to ... sense, which is that mutual funds that choose to invest ...

Article: Insurers back SEC plan to simplify fund prospectus.(Securities ...
National Underwriter Life & Health-Financial Services Edition;  March 17, 1997 ;     700+ words ... ... initiative by the Securities and Exchange Commission to simplify mutual fund ... Because variable policies use mutual funds in their separate account ... and registration form for mutual funds would be completely overhauled ... is often the case today. Mutual funds would also ...

Article: SEC Proposes Requiring Funds to Disclose After-Tax ...
The Bond Buyer;  March 16, 2000 ;     700+ words ... ... the Securities and Exchange Commission voted yesterday ... that would require mutual funds to disclose after ... of investing in mutual funds, SEC chairman Arthur ... amount lost to fees. Mutual funds distributed about ...

Article: Getting the gobbledygook out of fund prospectuses. (Securities ...
Kiplinger's Personal Finance Magazine;  December 1, 1994 ;     700+ words ... ... three American families now invests in the stock market, either directly or through mutual funds. That fact lies behind the Securities and Exchange Commission's push for more examiners and beefedup consumer outreach programs. In an October ...

Article: SEC plan to ease fund marketing underscores banks' real ...
American Banker;  April 28, 1993 ;     700+ words ... ... a recent Securities and Exchange Commission proposal on mutual funds even before it was issued ... proposed rule would allow mutual funds to advertise directly to ... in, and operators of,mutual funds, it would be a bitter ...

Article: Week in Review.(Securities and Exchange Commission ...
Money Management Executive;  April 16, 2007 ;     700+ words ... ... Securities and Exchange Commission is considering forcing mutual funds to disclose ... passage of the Mutual Funds Law, fund managers ... 000 hedge and mutual funds. Besides less ... Securities and Exchange Commission passes a rule ...

Article: 'Off-the-page' treatment sought for var. products. (Securities ...
National Underwriter Life & Health-Financial Services Edition;  July 12, 1993 ;     700+ words ... ... a Securities and Exchange Commission proposal that would ... investors to purchase mutual funds without first receiving ... option of purchasing mutual funds based on specified ... are different from mutual funds and perhaps less ...