Transcript: SECURITIES AND EXCHANGE COMMISSION CHAIRMAN CHRISTOPHER COXSECURITIES AND EXCHANGE COMMISSION CHAIRMAN CHRISTOPHER COX DELIVERS REMARKS AT AN SEC OPEN MEETING ON THE ADOPTION OF REGULATION

Article: Gap in GLB Lets Some Laundering Through: SEC has authority over ...
American Banker;  April 20, 2001 ;     700+ words ... ... revealed a giant unintended consequence of the Gramm-Leach-Bliley Act: a gap in money-laundering enforcement authority that ... firms from federal bank regulators to the Securities and Exchange Commission, it left the SEC without an anti-laundering rule to enforce ...

Article: Regulatory Roundup.(Federal Reserve Board issues law to prevent ...
American Banker;  October 11, 2007 ;     700+ words ...OPEN FOR COMMENT Internet Gambling A joint proposal from the Federal Reserve Board and the Treasury Department that would implement a law to require banks to block illegal Internet gambling payments. Under the proposal, only banks with a customer relationship with an Internet gambling business

Article: In Brief: Regulators Set Privacy-Notice Workshop.(A public ...
American Banker;  October 2, 2001 ;     700+ words ... ... public workshop in December on the privacy notices required by the Gramm-Leach-Bliley Act. Eight federal agencies, including the Securities and Exchange Commission, the Commodity Futures Trading Commission, and the Federal Reserve Board will ...

Article: Critics of Securities Activities Rule Should Consider the ...
American Banker;  August 24, 2001 ;     700+ words ...Amid all the rancor over the Securities and Exchange Commission's rule implementing the Gramm-Leach-Bliley Act provisions that let banks conduct certain securities activities outside the SEC's watch, the consumer benefits of SEC regulation ...

Article: Commission Reopens Comment Period On Proposal For Model Privacy ...
M2 Presswire;  April 16, 2009 ;     578 words ... ... Privacy Form Under Gramm-Leach-Bliley Act(C)1994-2009 M2 COMMUNICATIONS ... D.C -- The Securities and Exchange Commission announced today that it has reopened ... required by the Gramm-Leach-Bliley Act (GLBA). The Commission is ...

Article: SEC ANNOUNCES TIMETABLE FOR ENACTMENT OF FINAL RULES UNDER ...
US Fed News Service, Including US State News;  September 29, 2006 ;     682 words ... ... Securities & Exchange Commission issued the following ... Securities and Exchange Commission Chairman Christopher ... the Gramm-Leach-Bliley Act. Under the provisions ... The Gramm-Leach-Bliley Act repealed an exception ...

Article: Lessons of Enron: Did GLB Contribute to the ...
American Banker;  January 22, 2002 ;     700+ words ... ... doorstep of the Gramm-Leach-Bliley Act -- and even prompted speculation ... passage of the Gramm-Leach-Bliley Act spur institutions to take on ... change if a reported Securities Exchange Commission probe into whether they were ...