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Article: OFFICE OF THE COMPTROLLER OF THE CURRENCY BULLETIN: BANK SECURITIES ACTIVITIES - SEC'S AND FEDERAL RESERVE'S PROPOSED REGULATION R
- Article from:
- US Fed News Service, Including US State News
- Article date:
- January 24, 2007
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The U.S. Department of the Treasury's Comptroller of the Currency issued the following bulletin:
Subject: Bank Securities Activities
Description: SEC's and Federal Reserve's Proposed Regulation R
Date: January 24, 2007
TO: Chief Executive Officers and Compliance Officers of All National Banks, Department and Division Heads, and All Examining Personnel
PURPOSE AND BACKGROUND
This issuance is intended to notify all national banks and national bank examiners that recently the Securities and Exchange Commission (SEC) and the Board of Governors of the Federal Reserve System (Board) jointly issued proposed rules that define the extent to which securities brokerage activities of banks are subject ...