Article: NASAA Outlines Core Principles for Regulatory Reform in Financial Services

The North American Securities Administrators Association issued the following news release:

The North American Securities Administrators Association today released five core principles to help guide the ongoing policy debate over the changes necessary to strengthen the nation's financial services regulatory structure.

"Our system of financial services regulation must be improved to better protect our investors, our markets and our economy as a whole," said NASAA President and Colorado Securities Commissioner Fred Joseph. "To serve all of these vital interests, Congress and the Administration, working together with federal and state regulators, as well as self-regulatory organizations, ...

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