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Article: ARIZONA ATTORNEY ENJOINED FROM FRAUD IN CORPORATE HIJACKING CASE

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US Fed News Service, Including US State News
Article date:
May 31, 2009
Copyright

WASHINGTON, May 19 -- The Securities and Exchange Commission issued the following litigation release:

SEC v. David B. Stocker., et al., Civil Action No. CIV-08-1475-PHX-FJM (D. Az. filed Aug. 12, 2008)

The United States Securities and Exchange Commission (Commission) announced that on May 12, the Honorable Frederick J. Martone of the United States District Court for the District of Arizona, entered an order permanently enjoining David B. Stocker, an Arizona attorney, and Carrera Capital, Inc., a corporation that he controlled, from engaging in fraud in violation of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 and Section 17(a)(1) of the Securities Act of 1933, and ...

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