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Managing Regulatory Risk Tops List of Concerns for Today's Risk Managers; Burden Expected to Increase, According to ACE.
Business Wire; Nov 3, 2008; 700+ Words ...extent of managing regulatory risks in the current...made the most sizeable investment in managing regulatory risk with more than...with 32% from other industries. Respondents believe a substantive regulatory response to the crisis...
Regulatory opportunism and investment behavior: evidence from the U.S. electric utility industry.
RAND Journal of Economics; Sep 22, 2005; ; 700+ Words ...By examining investment responses to regulatory...advanced by the industry and a competing...violates the implicit regulatory contract by disallowing...specific utilities' investments, then other firms...subject to the same regulatory jurisdiction should...reducing their ...
Complinet expands its Regulatory Affairs team to help firms meet global regulatory obligations; New team members in London, New Yorkand Dubaito provide timely updates and practical analysis to help compliance professionals manage regulatory change.
M2 Presswire; May 27, 2008; 700+ Words ...financial services industry, today announced a further expansion of its Regulatory Affairs team based...complex, voluminous regulatory change, as well as...organisations. The Regulatory Affairs team comprises...compliance roles with investment banks and broker...
Sutherland Forms Regulatory Reform Task Force.
Mondaq Business Briefing; Jul 21, 2008; 700+ Words ...relatively unregulated investment pools and the development...participants. The resulting regulatory framework may leave...the Federal Energy Regulatory Commission concerning...Sutherland to Address Regulatory and Market Issues Affecting...financial services industry to retain a dominant...
BISYS(R) Launches Enhanced Regulatory Consulting Services for Institutional Managers; - BISYS' Regulatory Expertise and Resources Enable Clients to Establish a Culture of Compliance -.
PR Newswire; Jan 26, 2004; 700+ Words ...hedge funds, investment advisers...anticipated regulatory requirements...provided by the regulatory and private...regulatory, and industry developments...significant investments in our legal, regulatory, and compliance...based on the industry's growing...
MODERNIZING FINANCIAL REGULATORY SYSTEM:GENE L. DODARO
Congressional Testimony; Feb 4, 2009; 700+ Words ...regulatory agencies, industry associations...financial service industry trade associations...financial services industry. As the nation...in the existing regulatory system. --First...and more complex investment products has challenged...fragmented U.S. regulatory structure has ...
INC Research Appoints Richard Williams as Vice President, Regulatory Services.
Business Wire; Mar 19, 2008; 700+ Words ...the biopharmaceutical industry. "I'm very excited...company's continuing investments in innovative processes...solutions for their regulatory needs." Williams...clinical research and regulatory affairs for large pharmaceutical...With such diversified regulatory experiences, he has...
Center for Communication Compliance Launches First Regulatory Resource, Training and Certification Portal for Healthcare Communicators.
Biotech Week; Aug 6, 2008; 700+ Words ...easy to gain basic regulatory knowledge, which...current state of regulatory compliance competency industry wide." Weber Shandwick...further the agency's investment in a culture of...the advantages of regulatory literacy are wide...
CII calls for new regulatory framework for infrastructure investment
The Hindustan Times; Oct 23, 2006; 700+ Words ...Confederation of Indian Industry (CII) today called for evolving a 'new regulatory architecture' for...increase private sector investments in Indian infrastructure...Framework to Improve Regulatory Effectiveness in Infrastructure...establishing an overarching regulatory framework for ...
Regulatory risk and valuation of regulated firms: an implication to the utility companies' fair rate of return in light of the 1989 Supreme Court's Duquesne opinion. (Duquesne Light Co.)
Mid-Atlantic Journal of Business; Dec 1, 1991; ; 700+ Words ...and 1988 reveals that regulatory risks are seriously...regulators need not add regulatory risk premium to the...the public utility industry. The Court concluded...commensurate with returns on investments in other enterprises...the State and Federal regulatory commissions generally...
IHS GROUP buys ENFLEX databases; IHS Regulatory brings together EarthLaw and ENFLEX.
Business Wire; Oct 27, 1995; 700+ Words ...ongoing IHS GROUP investments in IHS Regulatory, which is...of specialty regulatory information databases to industry, commerce...Timbers: "IHS Regulatory is IHS GROUP...the following industries and sectors...
United Kingdom and United States responses to the regulatory challenges of modern financial markets
Texas International Law Journal; Apr 1, 2003; ; 700+ Words ...globalization, advanced industry consolidation, persistent...services challenge the regulatory constructs devised...Traditionally, regulatory structures have been...sold securities (investment banks), and offered...they were separate industries, subject to separate...administered by ...
Complinet Expands its Regulatory Affairs Team to Help Firms Meet Global Regulatory Obligations.
Business Wire; May 27, 2008; 700+ Words ...financial services industry, today announced a further expansion of its Regulatory Affairs team based...complex, voluminous regulatory change, as well as...organizations. The Regulatory Affairs team comprises...compliance roles with investment banks and broker...
GAO Proposes Framework For Assessing Proposals To Modernize The US Financial Regulatory System.(government accountability office)
Mondaq Business Briefing; Jan 29, 2009; 700+ Words ...redundancy and gaps in regulatory coverage on a global...purposes, would subject investment bank holding companies...with regulators and industry representatives. In...the U.S. financial regulatory system arises from...complex and overlapping regulatory structures, developed...
Regulatory Compliance Consulting Group Offers "Preventive Care" Before the SEC Calls; PricewaterhouseCoopers Establishes New San Francisco Group Focusing on Regulatory Issues.
Business Wire; Aug 24, 1998; 700+ Words ...Francisco-based investment management consulting...helping clients address regulatory compliance issues...The San Francisco Regulatory Compliance Consulting...market sectors. The Regulatory Compliance Consulting...of its type in the industry. The staff of this...heavily regulated ...
Heads of world Regulatory Authorities to promote affordable broadband access and spark investment Industry leaders to offer regulatory and policy proposals; 8th Global Symposium for Regulators to meet in Pattaya, Thailand.
M2 Presswire; Feb 25, 2008; 700+ Words ...Heads of world Regulatory Authorities...access and spark investment Industry leaders to offer regulatory and policy...The Global Industry Leaders' Forum...stimulate business investment and expansion...also cover regulatory and policy...
REGULATORY RELIEF ISSUES:STEVE BARTLETT
Congressional Testimony; Jun 21, 2005; 700+ Words ...banking, insurance and investment products and services...views on the topic of regulatory relief for financial...efforts to reduce the regulatory burden confronting the financial services industry. Outdated laws and...the enactment of a regulatory burden relief bill...
Image Solutions Addresses Need for Broader Regulatory Solution with Fast Approaching FDA Deadline.
PR Newswire; Jun 18, 2007; 700+ Words Industry Poll Reveals Need...satisfy both current regulatory needs and meet...change and system investments, the more revolutionary...that unifies all regulatory information and...ever-changing regulatory environment. The...
REGULATORY BURDEN ON MANUFACTURERS:THOMAS M. SULLIVAN
Congressional Testimony; Apr 28, 2005; 700+ Words ...large fixed capital investments (e.g., pollution...1999 OECD report, Regulatory Reform in the United...study that allocates regulatory costs by industry sectors and firm...consideration of regulatory costs on small entities...
Financial Regulation: A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System.
General Accounting Office Reports & Testimony; Feb 1, 2009; 700+ Words ...of state financial regulatory agencies share responsibility...financial services industry. As the nation finds...become apparent that the regulatory system is ill-suited...gaps in the existing regulatory system. First, regulators...new and more complex investment products has challenged...
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